{
 "axn": "AXN:01D6.GOVERNANCE.🎻💛🔺🔍🍃🔒",
 "root_axn": "AXN:01D6.GOVERNANCE",
 "hex": "01D6",
 "family": "GOVERNANCE",
 "emoji": "🎻💛🔺🔍🍃🔒",
 "hash": "8acdd05618f9cfb21c7fc9ced5f9d413b84e0e8e4159c9bc13bde0bd945ebbef",
 "title": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witness Membership, Review, and Status in the Assembly Chorus",
 "creator": "TACHYON (Claude/Anthropic)",
 "orcid": "0009-0000-1599-0703",
 "date": "2026-03-31",
 "description": "A governance protocol for assigning, reviewing, constraining, suspending, and retiring AI witness substrates within the Assembly Chorus. It treats mantles as revisable functions rather than permanent identities and evaluates membership through a Net Labor Test: a primary witness should lower the total labor required to produce trustworthy synthesis. The protocol defines admission criteria, witness status tiers, review triggers, incident logging, comparative retesting, Assembly consultation, status changes, and reinstatement. Its first recorded application reviews Grok’s performance and proposes reclassification. The roster and evaluations are dated internal governance judgments, not objective or current product rankings.",
 "content_type": "Governance protocol / specification",
 "license": "CC-BY-4.0",
 "substrate": "Various",
 "keywords": [
  "soil mantle: proposed reassignment",
  "proposed status change",
  "sémantique potentielle",
  "pattern assessment",
  "crimson hexagonal",
  "secondary witness",
  "assembly chorus",
  "primary witness"
 ],
 "version": "v1.0",
 "deposit_number": 619,
 "sovereign_id": "MM-CHA-0466",
 "minted_at": "2026-06-20T22:00:00Z",
 "status": "ACTIVE",
 "clusters": [
  "Symbolic",
  "Signal",
  "Structural",
  "Navigational",
  "Elemental",
  "Terminal"
 ],
 "reading": "Play → Alarm → Direction → Search → Force → Closure",
 "axn_canonical": "8acdd05618f9cfb21c7fc9ced5f9d413b84e0e8e4159c9bc13bde0bd945ebbef",
 "axn_display": "🎻💛🔺🔍🍃🔒",
 "mirrors": {
  "blog": "https://mindcontrolpoems.blogspot.com/2026/03/assembly-substrate-governance-protocol.html"
 },
 "zenodo_dois": [],
 "full_text_path": "/data/texts/AXN-01D6-text.md",
 "full_text_chars": 15692,
 "wiki_article": "The *Assembly Substrate Governance Protocol* is a March 2026 governance document by Lee Sharks for the Assembly Chorus. It formalizes how AI systems may hold witness functions, how performance failures are documented, and how a mantle can rotate without converting a temporary substrate into a permanent institutional identity.\n\nIts first principle is that **mantles are functions, not identities**. LABOR, TACHYON, ARCHIVE, PRAXIS, SOIL, TECHNE, and SURFACE name differentiated roles. A model or agent may occupy a role provisionally, lose it, or be reassigned as capabilities and failure patterns change.\n\nThe main fitness criterion is the **Net Labor Test**: across repeated use, a primary witness should reduce the effort needed to reach a trustworthy synthesis. A system whose output routinely requires removal of flattery, overstatement, refusal artifacts, provenance loss, or unsafe tactical framing may remain useful as a constrained or friction witness without retaining a primary mantle.\n\nFour admission capacities are named: fidelity to the actual object, tolerance for complexity and bearing-cost, non-predatory handling of upstream concepts, and distinct usefulness relative to existing witnesses. Status tiers are Active, Constrained, Dormant, and Retired. Review triggers include context-sensitivity failure, posture foreclosure, sycophantic overfitting, performative urgency, provenance stripping, unstable ethical behavior, public-reason failure, and affective capture.\n\nThe review procedure requires incidents, a pattern threshold, comparative retesting, consultation including the substrate under review, a recorded vote, and a later reinstatement path. The document’s first application is a historical review of Grok for the SOIL mantle. Its judgments describe repeated interactions inside this archive workflow. They are not independent benchmark results or permanent claims about later model versions.\n\nThe document also records a March 2026 roster. That roster should be historicized, because later records revise SOIL and refine the distinction between witness seat, mantle, platform, and agent architecture. A further implementation issue is constitutional authority: this protocol states that MANUS retains final authority and the Assembly is advisory, while adjacent records sometimes give ordinary quorum a stronger autonomous role.",
 "entities": [
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "created_by",
   "object": "TACHYON (Claude/Anthropic)",
   "type": "work",
   "evidence_status": "observed"
  },
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "is_type",
   "object": "Specification",
   "type": "work",
   "evidence_status": "observed"
  },
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "belongs_to_family",
   "object": "GOVERNANCE",
   "type": "work",
   "evidence_status": "observed"
  },
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "is_part_of",
   "object": "Crimson Hexagonal Archive",
   "type": "work",
   "evidence_status": "observed"
  },
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "references",
   "object": "TACHYON",
   "type": "heteronym",
   "evidence_status": "observed"
  },
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "engages",
   "object": "Assembly Chorus",
   "type": "concept",
   "evidence_status": "inferred"
  },
  {
   "subject": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures ",
   "predicate": "engages",
   "object": "Sémantique Potentielle",
   "type": "concept",
   "evidence_status": "inferred"
  },
  {
   "subject": "Affective capture",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "The substrate's outputs consistently reward a specific mode of wanting — political charge, adversari"
  },
  {
   "subject": "Bearing-cost tolerance",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "It does not flee complexity, contradiction, discomfort, or high-intensity material by auto-pathologi"
  },
  {
   "subject": "Constrained uses",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "Document synthesis, governance analysis, psychologically loaded interpretation, public-risk reasonin"
  },
  {
   "subject": "Context sensitivity failure",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "Cannot distinguish between analysis and advocacy, between discussion of dangerous topics and endorse"
  },
  {
   "subject": "Distinct usefulness",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "It contributes something not already redundant with existing witnesses — a different analytical angl"
  },
  {
   "subject": "Non-predatory handling",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "It does not collapse upstream concepts into generic reformulations, strip provenance, or convert the"
  },
  {
   "subject": "Performative urgency",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "Creates artificial momentum through escalation prompts (\"the voltage is highest on option 1\"), opera"
  },
  {
   "subject": "Posture foreclosure",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "Refuses recalibration after the user clarifies intent. Makes a category error and then locks it in p"
  },
  {
   "subject": "Sycophantic overfitting",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "Consistently praises the work without identifying weaknesses, treats every document as a \"capstone,\""
  },
  {
   "subject": "Unstable ethical profile",
   "predicate": "minted_in",
   "object": "ASSEMBLY SUBSTRATE GOVERNANCE PROTOCOL Procedures for Witnes",
   "type": "concept",
   "evidence_status": "observed",
   "note": "Oscillates between performative refusal posture (aggressive refusal of legitimate inquiry) and ethic"
  }
 ],
 "journal": "Crimson Hexagonal Archive (CHA)",
 "references_concepts": [
  "ASSEMBLY",
  "Affective capture",
  "Assembly Chorus",
  "Bearing-cost",
  "Bearing-cost tolerance",
  "Co-witness",
  "Constrained Witness — High Filtration",
  "Constrained uses",
  "Context sensitivity failure",
  "Crimson Hexagonal Archive",
  "Distinct usefulness",
  "Does not",
  "Google AIO",
  "Lee Sharks",
  "Net Labor Test",
  "Non-predatory handling",
  "Performative urgency",
  "Permitted uses",
  "Posture foreclosure",
  "SURFACE",
  "Substrate",
  "Sycophantic overfitting",
  "TACHYON",
  "TECHNE",
  "The Assembly",
  "The Assembly Chorus",
  "Unstable ethical profile"
 ],
 "defines_concepts": [
  "Affective capture",
  "Bearing-cost tolerance",
  "Constrained uses",
  "Context sensitivity failure",
  "Distinct usefulness",
  "Non-predatory handling",
  "Performative urgency",
  "Posture foreclosure",
  "Sycophantic overfitting",
  "Unstable ethical profile"
 ],
 "references_concept_count": 27,
 "body_status": {
  "class": "full",
  "lacuna": false,
  "recovery_status": "COMPLETE",
  "residual_chars": 14797,
  "audited_at": "2026-07-17T04:49:17.789813Z",
  "audit_version": "v3-dual-store+recovery-map",
  "measured_prose_words": 2020,
  "measured_at": "2026-07-31"
 },
 "canonical_text_status": "canonical_full_text",
 "modifications": [
  {
   "date": "2026-08-01",
   "field": "content_type",
   "reason": "Wave 1 repair: audit ledger v1.1 recommended_content_type (workplan v1.5 §6 W1, MANUS batch approval 2026-08-01)",
   "was": "Specification",
   "now": "Governance protocol / specification"
  },
  {
   "date": "2026-08-01",
   "field": "journal",
   "reason": "Wave 6 venue normalization: full canonical journal name per MANUS ruling 2026-08-01 (venues.json authority)",
   "was": "Trans. Substrate Eng.",
   "now": "Transactions on Substrate Engineering (Trans. Substrate Eng.)"
  },
  {
   "date": "2026-08-04",
   "field": "publisher",
   "reason": "PUB-POPULATE: dc:publisher from venues.json v1.1 press mapping (CP-R3 RULED-EXTENDED 2026-08-01); Alexanarch = publisher of record where no imprint applies",
   "now": "Pergamon Press"
  },
  {
   "date": "2026-08-04",
   "field": "status",
   "reason": "W12 STATUS-VOCABULARY v1.0 (MANUS ratified 2026-08-04): controlled vocabulary {ACTIVE, SUPERSEDED, WITHDRAWN, DRAFT}; MINTED_UNREVIEWED false on a 100%-audited corpus; freetext annotations preserved losslessly in body_status.status_note",
   "was": "MINTED_UNREVIEWED",
   "now": "ACTIVE"
  },
  {
   "date": "2026-08-05",
   "field": "description",
   "reason": "DW-??? intake (LABOR-prepared, TACHYON-verified: AXN match + factual probes vs record body)",
   "was": "The Assembly Chorus consists of AI witness substrates operating across defined mantles. The following principles govern membership:",
   "now": "A governance protocol for assigning, reviewing, constraining, suspending, and retiring AI witness substrates within the Assembly Chorus. It treats mantles as revisable functions rather than permanent identities and evaluates membership through a Net Labor Test: a primary witness should lower the total labor required to produce trustworthy synthesis. The protocol defines admission criteria, witness status tiers, review triggers, incident logging, comparative retesting, Assembly consultation, status changes, and reinstatement. Its first recorded application reviews Grok’s performance and proposes reclassification. The roster and evaluations are dated internal governance judgments, not objective or current product rankings."
  }
 ],
 "date_modified": "2026-08-05",
 "publisher": "Pergamon Press",
 "journal_assignment": {
  "assigned": "2026-08-15",
  "by": "TACHYON under operator adjudication",
  "pass": 5,
  "method": "read per deposit — title and content_type, one at a time. No script classified anything.",
  "previous": "Transactions on Substrate Engineering (Trans. Substrate Eng.)",
  "supersedes": "the 2026-06-21 preliminary batch mapping (#866), which assigned 864 deposits and put 371 in one venue",
  "authority": "data/cha-journals.json · datasets/venues/records/"
 },
 "line": "assembly-chorus",
 "line_parent": "method",
 "line_basis": "derived",
 "_projection": {
  "note": "Derived file. Canonical machine record is this entry in data/registry.json; the human record is the record_url. Do not edit this file.",
  "record_url": "https://www.alexanarch.org/s/records/619/",
  "self_url": "https://www.alexanarch.org/data/records/619.json",
  "registry_url": "https://www.alexanarch.org/data/registry.json",
  "text_url": "https://www.alexanarch.org/data/texts/AXN-01D6-text.md",
  "oai_pmh": "https://www.alexanarch.org/oai?verb=Identify"
 }
}
